Christopher(ppt 32页)(英文)
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资料简介：
HOW TO DEFINE A “WELL REGULATED MARKET”?
WHAT RELEVANCE A PRICE/EARNINGS RATIO?
IF INSTITUTIONAL FUNDS ARE A STABILISING FACTOR FOR THE STOCK MARKET, WHY ARE DEVELOPED MARKETS SO VOLATILE?
Business is “Proactive”
But Regulators are “Reactive” not “Proactive
The System of Regulation and Enforcement can never be completely Flexible and Dynamic
Importance of Fiduciary Responsibility
Who is the client?
Who are the Financial Policeman Responsible to?
Can Regulation be Protect with Financial Policemen being Proactive?
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